ROCKFORD FINANCIAL PLANNING

ROCKFORD FINANCIAL PLANNING is an SEC-registered investment adviser (CRD 312048). Regulatory assets under management: $79.7M.

Registration

• CRD: 312048
• Type: Registered investment adviser
• Phone: 302-438-7600
• Latest filing: 2026-03-04
• Regulatory AUM: $79.7M
• Discretionary AUM: $72.2M
• Non-discretionary AUM: $7.5M
• Clients: 3
• Accounts: 445

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 312048 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search