WEATHERVANE ASSET MANAGEMENT LLC of FORT LAUDERDALE, FL is an SEC-registered investment adviser (CRD 312424). Regulatory assets under management: $384.1M.
Compensation: % of AUM, Performance.
Clients served: High net worth, Investment cos.
| Name | Role | Location |
|---|---|---|
| Kevin Chen | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | EL SEGUNDO, CA |
| Chen Kevin | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | Fort Lauderdale, FL |
| Daniel Orlando Otoya | CHIEF COMPLIANCE OFFICER | — |
| Phillip George Mckie | CHIEF OPERATING OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |