CLPF LLC is an SEC-registered investment adviser (CRD 312448). Regulatory assets under management: $81.0M.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Corporations.
| Name | Role | Location |
|---|---|---|
| Christopher Lee Price | CEO/CCO | — |
| PRICE AUBREY LEE | CEO/CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-06-07 | regulatory | CONDUCTED INVESTMENT ADVISORY BUSINESS FROM A LOCATION WITHIN THIS STATE WITHOUT THE BENEFIT OF LAWFUL REGISTRATION | Final | $11K |
| City | State | Employees | Phone |
|---|---|---|---|
| — | — | 1 | 201-401-1939 |
| — | — | 1 | 908-872-6468 |
| — | — | 1 | 201-401-1939 |
| — | — | 1 | 908-872-6468 |