ANCORA RETIREMENT PLAN ADVISORS, LLC of CLEVELAND, OH is an SEC-registered investment adviser (CRD 31256). Regulatory assets under management: $1.5B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Other.
Clients served: High net worth, Other.
| Name | Role | Location |
|---|---|---|
| Frederick David Disanto | CHAIRMAN & CHIEF EXECUTIVE OFFICER | — |
| John Pewters Micklitsch | CHIEF INVESTMENT OFFICER | — |
| Jason P Geers | COMPLIANCE OFFICER | — |
| Irene Renae Walters | CHIEF COMPLIANCE OFFICER | — |
| William Michael Koenig | DIRECTOR | — |
| SCACCO GUSTAVE JOSEPH | MUNICIPAL PRINCIPAL | — |
| BARONE RICHARD ANTHONY | CHAIRMAN | — |
| KUHR DAVID WILLIAM | CCO; CCO, MUNICIPAL PRINCIPAL; CHIEF COMPLIANCE OFFICER, FINOP, SROP/CROP | — |
| ZUCKER BRADLEY ALAN | CHIEF FINANCIAL OFFICER; FINOP | — |
| DISANTO FRED DAVID | CHAIRMAN & CHIEF EXECUTIVE OFFICER | — |
| MICKLITSCH JOHN PEWTERS | CHIEF INVESTMENT OFFICER | — |
| CONWAY KEVIN OWEN | PRESIDENT | — |
| MOONEY PETER LAWRENCE | PRESIDENT, PRINCIPAL; PRESIDENT, PRINCIPAL, CCO; PRINCIPAL (+1 more) | — |
| BARTELS JOHN GREGORY | DIRECTOR | — |
| WALTERS IRENE RENAE | CHIEF COMPLIANCE OFFICER; COMPLIANCE | — |
| VANBURIK ROBIN MARIE | PRINCIPAL & SECRETARY; SECRETARY | — |
| SPIDALIERI JOSEPH MICHAEL | CHIEF OPERATING OFFICER | — |
| ESSNER HOWARD SCOTT | GENERAL COUNSEL; PRESIDENT, GENERAL COUNSEL | — |
| GARRETT ELIZABETH JEAN | CHIEF FINANCIAL OFFICER | — |
| GEERS JASON P | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| KOENIG WILLIAM MICHAEL | DIRECTOR | — |
| VAILLANCOURT KEVIN PATRICK | DIRECTOR | — |
| Matthew Martin D'Anniballe | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |