THREE WATERS FINANCIAL

THREE WATERS FINANCIAL is an SEC-registered investment adviser (CRD 312566). Regulatory assets under management: $30.6M.

Registration

• CRD: 312566
• Type: Registered investment adviser
• Phone: 970-884-7330
• Latest filing: 2026-01-27
• Regulatory AUM: $30.6M
• Discretionary AUM: $25.7M
• Non-discretionary AUM: $4.8M
• Clients: 1
• Accounts: 12

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 312566 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search