UPPER BASIN CAPITAL, LLC

UPPER BASIN CAPITAL, LLC is an SEC-registered investment adviser (CRD 312789). Regulatory assets under management: $2.8M.

Registration

• CRD: 312789
• Type: Registered investment adviser
• Phone: 773-495-5802
• Latest filing: 2026-04-04
• Regulatory AUM: $2.8M
• Discretionary AUM: $2.8M
• Clients: 1
• Accounts: 7

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 312789 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search