S AND F INVESTMENT ADVISORS LIMITED of LONDON is an SEC exempt reporting adviser (CRD 312824). This firm reports disciplinary history on Form ADV.
| Name | Role | Location |
|---|---|---|
| Timothy Grahame Leslie | DIRECTOR | — |
| John George Demaine | DIRECTOR | — |
| DEMAINE JOHN GEORGE | DIRECTOR | — |
| LESLIE TIMOTHY GRAHAME | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-06-02 | regulatory | THE SEC FOUND THAT, BETWEEN APPROXIMATELY 2008 AND 2010, THE NEGLIGENT CONDUCT OF MR. LESLIE AND JCAM LLP (WHO IS NOT AN ADVISORY AFFILIATE OF THE FIRM), LED TO MISLEADING DISCLOSURES REGARDING THE TRADING OVERLAP AND ALLOCATION OF INVESTMENT OPPORTUNITIES BETWEEN TWO OF JCAM LLP'S PRIVATE FUND CLIE… | Final | $412K |