CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. of LOS ANGELES, CA is an SEC-registered investment adviser (CRD 312837). Regulatory assets under management: $42.7B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Matthew Philip O'Connor | DIRECTOR, CHAIRMAN | — |
| Naseem Zarifeh Sahar Nixon | CHIEF COMPLIANCE OFFICER | — |
| Keith Alan Piken | DIRECTOR | — |
| Susi Michele Silverman | CHIEF FINANCIAL OFFICER AND TREASURER | — |
| Matthew Edwin Knihtila | CHIEF COMPLIANCE OFFICER | — |
| Kevin Michael Saks | DIRECTOR, PRESIDENT | — |
| Christopher Thomas Burt | DIRECTOR, SENIOR VICE PRESIDENT AND SECRETARY | — |
| SILVERMAN SUSI MICHELE | CHIEF FINANCIAL OFFICER AND TREASURER | — |
| O'CONNOR MATTHEW PHILIP | DIRECTOR, CHAIRMAN; DIRECTOR, CHAIRMAN OF THE BOARD | — |
| ARMOUR JOHN STEPHEN | DIRECTOR; DIRECTOR, PRESIDENT | — |
| POON HERBERT YUNGTAI | CHIEF COMPLIANCE OFFICER | — |
| ZERGES JESSICA MORAN | CHIEF COMPLIANCE OFFICER | — |
| LUKIC JENNIFER MARGARET | DIRECTOR, SENIOR VICE PRESIDENT | — |
| SAKS KEVIN MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT; DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | — |
| BURT CHRISTOPHER THOMAS | DIRECTOR, SENIOR VICE PRESIDENT AND SECRETARY; DIRECTOR, SENIOR VICE PRESIDENT, SECRETARY AND SENIOR COUNSEL | — |
| Piken Keith Alan | DIRECTOR, PRESIDENT; PRESIDENT | — |
| NIXON NASEEM ZARIFEH SAHAR | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-04-08 | regulatory | THE SFSA FOUND THAT THE REGISTRANT'S ULTIMATE PARENT COMPANY, THE CAPITAL GROUP COMPANIES, INC. ("CGC"), DID NOT SUBMIT CERTAIN NOTIFICATIONS OF CHANGES IN MAJOR SHAREHOLDINGS FOR SHARES HELD IN A CANADIAN COMPANY, WHOSE COMMON SHARES ARE LISTED ON THE TORONTO STOCK EXCHANGE AND NASDAQ STOCKHOLM EXC… | Final | $325K |