EVERGREEN CAPITAL ASSOCIATES LLC

EVERGREEN CAPITAL ASSOCIATES LLC of PLAINSBORO, NJ is an SEC-registered investment adviser (CRD 312909). Regulatory assets under management: $243.6M.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Pooled vehicles, Investment cos.

Officers, owners & control persons (17)

NameRoleLocation
Jack C YuenPRESIDENT AND DIRECTOR
Philip Lim YangCHAIRMAN & CHIEF INVESTMENT OFFICER; OWNER
Michael Yao GanEXECUTIVE VICE PRESIDENT & DIRECTOR
Edward Kimming ChanCHIEF OPERATIONS AND TECHNOLOGY OFFICER, EXECUTIVE VP
Sandy ChanMANAGING DIRECTOR OF ACCOUNTING
Virginia M LoebelCHIEF ADMINISTRATIVE OFFICER
David Preston CushingCHIEF COMPLIANCE OFFICER
Christopher Michael LoneroCONTROLLER
CRANE LINDA RCHIEF FINANCIAL OFFICER
YANG PHILIP LIMCHAIRMAN & CHIEF INVESTMENT OFFICER; OWNER
GAN MICHAEL YAOEXECUTIVE VICE PRESIDENT & DIRECTOR
LOEBEL VIRGINIA MCHIEF ADMINISTRATIVE OFFICER
Yerramilli Vamsee KrishnaCHIEF RISK OFFICER
CHAN EDWARD KIMMINGCHIEF OPERATIONS AND TECHNOLOGY OFFICER; CHIEF OPERATIONS AND TECHNOLOGY OFFICER, EXECUTIVE VP
YUEN JACK CPRESIDENT AND DIRECTOR
CUSHING DAVID PRESTONCHIEF COMPLIANCE OFFICER
Chan SandyMANAGING DIRECTOR OF ACCOUNTING

Disclosures (2)

InitiatedTypeAllegationsStatusAmount
2018-10-04regulatoryNYMEX/CME FOUND WILLOWBRIDGE ASSOCIATES INC. TO HAVE VIOLATED EXCHANGE RULE 562.Final$25K

Private funds (6)

FundTypeFormedOwnersGross asset valueMin investment
UNION SPRING FUND LTD.Hedge FundCayman Islands7$86.6M$1.0M
PLY PRIMUS FUND (USA) LPHedge FundDelaware6$83.3M$1.0M
TECTONIC GLOBAL OPPORTUNITIES FUND LLCHedge FundDelaware8$35.6M$1.0M
TECTONIC STRATEGY FUND AUSTRALIA LLCHedge FundDelaware1$23.4M$1.0M
THE DOUBLEWOOD XLIM FUND (USA) L.P.Hedge FundDelaware18$16.2M$100K
KEPLER STRATEGIC FUND LLCHedge FundDelaware2$11.9M$1.0M

Fund service providers (1)

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