GALLIOTT CAPITAL ADVISORS, LLC of BEVERLY HILLS, CA is an SEC-registered investment adviser (CRD 313094). Regulatory assets under management: $249.0M.
Compensation: % of AUM, Hourly, Fixed, Performance, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Antoine Nabih Souma | MANAGING PARTNER; OWNER | — |
| Robert Mourad | CIO | — |
| Zenia Lisette Delgado | COO/ CCO | — |
| Ahsoo Ahn | CAO | — |
| RIERA JUAN CARLOS | CHIEF COMPLIANCE OFFICER | — |
| DELGADO ZENIA LISETTE | CHIEF COMPLIANCE OFFICER; COO; COO/ CCO | — |
| SOUMA ANTOINE NABIH | MANAGING MEMBER; MEMBER; OWNER | — |
| MOURAD ROBERT | CIO | — |
| AHN AHSOO | CAO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-02-21 | regulatory | ON DECEMBER 2, 2022, FINRA SENT A REQUEST TO SOUMA PURSUANT TO FINRA RULE 8210 SEEKING INFORMATION AND DOCUMENTS IN CONNECTION WITH AN INVESTIGATION INTO SOUMA'S COMPLIANCE WITH FINRA RULE 3280 CONCERNING PARTICIPATION IN PRIVATE SECURITIES TRANSACTIONS. ON DECEMBER 12, 2022, FINRA SENT AN ADDITIONA… | Final | — |
Private Equity Fund: 4 · Venture Capital Fund: 1
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| GCAP VENTURES - OLIVELA LLC | Private Equity Fund | Delaware | 5 | $20.9M | — |
| GCAP SPC | Private Equity Fund | Cayman Islands | 29 | $11.3M | — |
| GCAP VENTURES - TASKMAVERICK LLC | Private Equity Fund | Delaware | 11 | $5.0M | — |
| GCAP VENTURES - TASKMAVERICK 2 LLC | Private Equity Fund | Delaware | 8 | $1.9M | — |
| GCAP VENTURES - ALICE TECHNOLOGIES LLC | Venture Capital Fund | Delaware | 17 | $1.4M | — |