PRIVATE FINANCIAL MANAGEMENT LLC

PRIVATE FINANCIAL MANAGEMENT LLC is an SEC-registered investment adviser (CRD 313167). Regulatory assets under management: $158.7M.

Registration

• CRD: 313167
• SEC file number: 801-129838
• Type: Registered investment adviser
• Phone: (925)254-3790
• Latest filing: 2026-06-18
• Regulatory AUM: $158.7M
• Discretionary AUM: $150.2M
• Non-discretionary AUM: $8.5M
• Clients: 1
• Accounts: 31

Business model

Compensation: % of AUM, Fixed, Performance.

Clients served: Individuals, High net worth, Pensions, Investment cos.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 313167 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search