SCALEBUILDER, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 313276). Regulatory assets under management: $145.8M.
Compensation: Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Gabriel Anastassiades | OWNER | — |
| Ernesto Prado Cota | OWNER | — |
| Brendan James Mccarty | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | — |
| ZUCOSKY THOMAS PAUL | MANAGER | — |
| DOEBERL ROBERT ANTHONY | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | — |
| Prado Cota Ernesto | OWNER | — |
| Anastassiades Gabriel | OWNER | — |
| HELMAN-SPOTTS TINA DANIELLE | ELECTED MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-10-30 | regulatory | THE CFTC FOUND THAT SCALEBUILDER ALLOWED UNREGISTERED INDIVIDUALS TO ACT AS ASSOCIATED PERSONS WITHOUT BEING NFA ASSOCIATES IN VIOLATION OF NFA BYLAW 301(B) AND FAILED TO REPORT INDIVIDUALS AS PRINCIPALS OF THE FIRM IN VIOLATION OF NFA REGISTRATION RULE 208. THE CFTC ALSO FOUND THAT SCALEBUILDER FAI… | Final | $200K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| SCALEBUILDER ALLOCATION FORMAT LP | Hedge Fund | Delaware | 42 | $145.8M | $1.0M |
| ASTRAEUS FUND LIMITED | Hedge Fund | British Virgin Islands | 1 | $14.1M | $500K |
| SCALEBUILDER T8 FUND, LP | Hedge Fund | Delaware | 8 | $100K | $1.0M |