CALDERWOOD FINANCIAL STRATEGIES, INC.

CALDERWOOD FINANCIAL STRATEGIES, INC. of HOUSTON, TX is an SEC-registered investment adviser (CRD 313466). Regulatory assets under management: $228.5M.

Registration

• CRD: 313466
• SEC file number: 801-120801
• Type: Registered investment adviser
• Location: 510 BERING DRIVE, SUITE 540, HOUSTON, TX, 77057
• Phone: 832-821-2462
• Latest filing: 2026-03-09
• Regulatory AUM: $228.5M
• Discretionary AUM: $65.5M
• Non-discretionary AUM: $163.0M
• Clients: 5
• Accounts: 69

Business model

Compensation: % of AUM.

Clients served: High net worth, Pensions, Charities.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 313466 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search