SOPHOS WEALTH MANAGEMENT

SOPHOS WEALTH MANAGEMENT is an SEC-registered investment adviser (CRD 313667). Regulatory assets under management: $17.5M. This firm reports disciplinary history on Form ADV.

Registration

• CRD: 313667
• Type: Registered investment adviser
• Phone: 425-954-6365
• Latest filing: 2026-03-05
• Regulatory AUM: $17.5M
• Discretionary AUM: $17.5M
• Clients: 1
• Accounts: 68

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 313667 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search