ALPHA OMEGA FINANCIAL ADVISORY, INC.

ALPHA OMEGA FINANCIAL ADVISORY, INC. is an SEC-registered investment adviser (CRD 314289). Regulatory assets under management: $187.0M.

Registration

• CRD: 314289
• SEC file number: 801-121214
• Type: Registered investment adviser
• Phone: 410-592-8936
• Latest filing: 2026-02-09
• Regulatory AUM: $187.0M
• Discretionary AUM: $187.0M
• Clients: 2
• Accounts: 337

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 314289 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search