FIDELITY DIVERSIFYING SOLUTIONS LLC of BOSTON, MA is an SEC-registered investment adviser (CRD 315088). Regulatory assets under management: $18.9B.
Compensation: % of AUM, Performance, Other.
Clients served: Pooled vehicles, Charities, Investment cos.
Showing 25 of 27 people.
| Name | Role | Location |
|---|---|---|
| Gerard John McGraw | ELECTED MANAGER | Holmdel, NJ |
| Edward Crosby Johnson Iv | ELECTED MANAGER | — |
| Abigail Pierrepont Johnson | ELECTED MANAGER | — |
| Michael Engber Wilens | ELECTED MANAGER | — |
| Stephen Charles Neff | ELECTED MANAGER | — |
| Christopher John Rimmer | TREASURER | — |
| Stephanie Jean Brown | CHIEF COMPLIANCE OFFICER | — |
| William Wood Irving | PRESIDENT, DIRECTOR, HEAD OF FIDELITY ASSET MANAGEMENT SOLUTIONS | — |
| Harley Jay Lank | PRESIDENT, DIRECTOR | — |
| Martin Tague Mcgee | DIRECTOR | — |
| Kimberly Lyn Perry | DIRECTOR | — |
| Ksenia Yanovna Portnoy | COMPLIANCE OFFICER | — |
| JOHNSON EDWARD CROSBY | ELECTED MANAGER | — |
| JOHNSON ABIGAIL PIERREPONT | ELECTED MANAGER | — |
| RIMMER CHRISTOPHER JOHN | TREASURER | — |
| BROWN PATRICIA JEAN | CHIEF COMPLIANCE OFFICER | — |
| PORTNOY KSENIA YANOVNA | COMPLIANCE OFFICER | — |
| MCGRAW GERARD JOHN | ELECTED MANAGER | — |
| REMONDI JOHN JOSEPH | ELECTED MANAGER | — |
| CURVEY JAMES CHARLES | ELECTED MANAGER | — |
| WILENS MICHAEL ENGBER | ELECTED MANAGER | — |
| IRVING WILLIAM WOOD | PRESIDENT, DIRECTOR, HEAD OF FIDELITY ASSET MANAGEMENT SOLUTIONS | — |
| MEAGHER KEVIN MATTHEW | CHIEF COMPLIANCE OFFICER | — |
| ZLOTNIKOV VADIM NMN | PRESIDENT, DIRECTOR | — |
| NEFF STEPHEN CHARLES | ELECTED MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-05-22 | regulatory | ON MAY 22, 2023, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM THE HELLENIC CAPITAL MARKET COMMISSION ("HCMC") THAT FMR LLC FAILED TO NOTIFY THE HCMC AND THE ISSUING COMPANY OF A CHANGE IN SHAREHOLDINGS IN A GREEK COMPANY IN A TIMELY MANNER. THE NOTIFICATION WAS MADE THREE… | Final | — |
| 2018-05-21 | regulatory | ON MAY 21, 2018, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$40,000, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWEDISH… | Final | $40K |
| 2017-02-28 | regulatory | ON FEBRUARY 28, 2017, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$1,700, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWED… | Final | $2K |
| 2014-04-21 | regulatory | ON APRIL 21, 2014, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM THE HELLENIC REPUBLIC CAPITAL MARKET COMMISSION (THE "HCMC") THAT THE HCMC WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY $6,300, AGAINST FMR LLC BASED ON A FINDING THAT, IN 2007, FMR LLC, FOR SHARES HELD BY… | Final | $6K |
| 2014-02-24 | regulatory | ON FEBRUARY 24, 2014, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$9,000, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWED… | Final | $9K |
| 2013-12-19 | regulatory | ON APRIL 14, 2014, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM LUXEMBOURG'S COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER (THE "CSSF") THAT THE CSSF WAS ISSUING AN ADMINISTRATIVE FINE OF APPROXIMATELY US$5,000 AGAINST FMR LLC BASED ON THE FINDING THAT FMR LLC, FOR SHARE… | Final | $5K |