ALLEN JAMES FINANCIAL LLC

ALLEN JAMES FINANCIAL LLC is an SEC-registered investment adviser (CRD 315518). This firm reports disciplinary history on Form ADV.

Registration

• CRD: 315518
• Type: Registered investment adviser
• Phone: 619-540-2787
• Latest filing: 2026-03-11
• Clients: 1

Business model

Compensation: % of AUM.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 315518 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search