SHOCKMAN FINANCIAL

SHOCKMAN FINANCIAL of FARGO, ND is an SEC-registered investment adviser (CRD 315529). Regulatory assets under management: $35.9M.

Registration

• CRD: 315529
• Type: Registered investment adviser
• Location: 2505 N UNIVERSITY DR, FARGO, ND, 58102
• Phone: 701-941-2134
• Latest filing: 2026-01-20
• Regulatory AUM: $35.9M
• Discretionary AUM: $35.9M
• Clients: 2
• Accounts: 235

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 315529 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search