ROOKS WEALTH ADVISORS, LLC

ROOKS WEALTH ADVISORS, LLC of CHATTANOOGA, TN is an SEC-registered investment adviser (CRD 316013). Regulatory assets under management: $60.0M. This firm reports disciplinary history on Form ADV.

Registration

• CRD: 316013
• Type: Registered investment adviser
• Location: 412 GEORGIA AVENUE, CHATTANOOGA, TN, 37403
• Phone: 423-690-8090
• Latest filing: 2026-04-15
• Regulatory AUM: $60.0M
• Discretionary AUM: $48.0M
• Non-discretionary AUM: $12.0M
• Clients: 2
• Accounts: 112

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 316013 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search