ETHICAL CAPITAL

ETHICAL CAPITAL is an SEC-registered investment adviser (CRD 316032). Regulatory assets under management: $3.7M.

Registration

• CRD: 316032
• Type: Registered investment adviser
• Phone: 347-625-9000
• Latest filing: 2026-03-19
• Regulatory AUM: $3.7M
• Discretionary AUM: $3.6M
• Non-discretionary AUM: $158K
• Clients: 1
• Accounts: 131

Business model

Compensation: % of AUM, Fixed.

Clients served: High net worth, Pooled vehicles, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 316032 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search