SOF SPECTRUM CAPITAL MANAGEMENT, LLC

SOF SPECTRUM CAPITAL MANAGEMENT, LLC is an SEC-registered investment adviser (CRD 316108). Regulatory assets under management: $6.3M.

Registration

• CRD: 316108
• Type: Registered investment adviser
• Phone: 281-830-1467
• Latest filing: 2026-03-02
• Regulatory AUM: $6.3M
• Discretionary AUM: $6.3M
• Clients: 1
• Accounts: 55

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 316108 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search