THE PHOENIX FUND ADVISOR LLC of GUAYNABO, PR is an SEC-registered investment adviser (CRD 316384). Regulatory assets under management: $596.4M.
Compensation: Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Edgar J Rivera | GENERAL COUNSEL | guaynabo, PR |
| Luis Antonio Jimenez | CHIEF COMPLIANCE OFFICER | — |
| Francisco Jose Rivera Fernandez | CHAIRMAN & CHIEF EXECUTIVE OFFICER; MEMBER | — |
| Carlos Andres Vina-Toro | FINANCIAL DIRECTOR | — |
| RIVERA RON J | CHIEF OPERATING OFFICER & GENERAL COUNSEL; GENERAL COUNSEL | — |
| RIVERA FRANCISCO JOSE | CHAIRMAN & CHIEF EXECUTIVE OFFICER; MEMBER | — |
| JIMENEZ LUIS ANTONIO | CHIEF COMPLIANCE OFFICER | — |
| Vina-Toro Carlos Andres | FINANCIAL & ADMINISTRATIVE DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |