DOMAIN MONEY ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 316434). Regulatory assets under management: $43.3M.
Compensation: Hourly, Fixed, Subscription.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Cynthia-Elaine Leal Schlanger | CHIEF COMPLIANCE OFFICER | — |
| Adam Robert Dell | PRESIDENT & CHIEF EXECUTIVE OFFICER; SHAREHOLDER | — |
| REED MICHAEL JOHN | CHIEF COMPLIANCE OFFICER | — |
| HECKERLING JEREMY A | CHIEF COMPLIANCE OFFICER | — |
| DELL ADAM ROBERT | PRESIDENT & CHIEF EXECUTIVE OFFICER; SHAREHOLDER | — |
| Birnbaum Jonathan | CHIEF OPERATING OFFICER | — |
| PESCO ANDREW L | HEAD OF INVESTMENT MANAGEMENT | — |
| Pedahzur Lee-on | CHIEF COMPLIANCE OFFICER | — |
| Lee-On Pedahzur | CHIEF OPERATIONS OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-04-04 | regulatory | THE SETTLEMENT WAS IN CONNECTION WITH A LATE FILING OF A NOTICE FILING WITH THE MASSACHUSETTS SECURITIES DIVISION | Final | $5K |