BROOKLYN INVESTMENT GROUP, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 316475). Regulatory assets under management: $4.0B.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Stuart Redman Brunet | CHIEF COMPLIANCE OFFICER | San Francisco, CA |
| Oliver Ramsdell Goodenough | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | Riverhead, NY |
| Erkko Mikonpoika Etula | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER | — |
| Stella Nmn Binkevich | CHIEF OPERATING OFFICER | — |
| LUTTRELL STEVEN JAMES | CHAIRMAN | — |
| GOODENOUGH OLIVER RAMSDELL | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | — |
| ETULA ERKKO MIKONPOIKA | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER | — |
| NAY JOHN JACOB | CHAIRMAN / CHIEF AI OFFICER; CHIEF EXECUTIVE OFFICER; SHAREHOLDER | — |
| Binkevich Stella | HEAD OF OPERATIONS | — |
| BINKEVICH STELLA NMN | HEAD OF OPERATIONS | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-03-03 | regulatory | THE ALLEGED VIOLATIONS INCLUDED THE FOLLOWING: FAILURE TO PROVIDE THE "NOTICE OF AVAILABILITY OF THE DEPARTMENT OF INSURANCE" AND FAILURE TO PROVIDE BENEFICIARIES WITH A REASONABLE WRITTEN EXPLANATION OF DELAY OF CLAIM PAYMENT BEYOND 45 DAYS, AS REQUIRED BY SECTION 50 ILL. ADM. CODE 919.70(A)(2); AN… | Final | $18K |
| 2016-03-17 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF NEW YORK INSURANCE LAWS. | Final | $18K |