WHITLEY FINANCIAL, LLC

WHITLEY FINANCIAL, LLC is an SEC-registered investment adviser (CRD 316607). Regulatory assets under management: $5.9M.

Registration

• CRD: 316607
• Type: Registered investment adviser
• Phone: (704) 467-4848
• Latest filing: 2026-03-31
• Regulatory AUM: $5.9M
• Discretionary AUM: $5.9M
• Clients: 1
• Accounts: 37

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 316607 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search