ASTEROZOA MANAGEMENT

ASTEROZOA MANAGEMENT of PHOENIX, AZ is an SEC-registered investment adviser (CRD 316870). Regulatory assets under management: $103.9M.

Registration

Business model

Compensation: % of AUM, Fixed, Performance.

Clients served: Investment cos, Other.

Officers, owners & control persons (18)

NameRoleLocation
John KaitesMEMBERLake Forest, CA
Joseph Louis HegenerMANAGING MEMBER, CHIEF INVESTMENT OFFICER—
Kevin Guochen YinVICE PRESIDENT, CHIEF COMPLIANCE OFFICER—
Paul Joseph HegenerCHIEF RISK OFFICER; TRUSTEE—
Wendy Kaye SmithTRUSTEE—
Julia AltuzarraVICE PRESIDENT, INVESTOR RELATIONS & ACCOUNT MANAGEMENT—
Robert Edgar SmithTRUSTEE—
Juliana HegenerTRUSTEE—
HEGENER PAUL JOSEPHCHIEF RISK OFFICER; TRUSTEE—
Hegener Joseph LouisMANAGING MEMBER; MANAGING MEMBER, CHIEF INVESTMENT OFFICER—
Kasting Jonathan GCHIEF COMPLIANCE OFFICER—
YIN KEVINCHIEF COMPLIANCE OFFICER—
YIN KEVIN GuochenVICE PRESIDENT; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER—
Altuzarra JuliaVICE PRESIDENT, INVESTOR RELATIONS & ACCOUNT MANAGEMENT—
Kaites JohnMEMBER—
Smith Robert EdgarTRUSTEE—
Smith Wendy KayeTRUSTEE—
Hegener JulianaTRUSTEE—

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