SWELL FINANCIAL

SWELL FINANCIAL is an SEC-registered investment adviser (CRD 317029). Regulatory assets under management: $27.9M.

Registration

• CRD: 317029
• Type: Registered investment adviser
• Phone: 949-375-3294
• Latest filing: 2026-03-24
• Regulatory AUM: $27.9M
• Discretionary AUM: $27.9M
• Clients: 1
• Accounts: 42

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 317029 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search