CLOUD CAPITAL MANAGEMENT, LLC of SEATTLE, WA is an SEC-registered investment adviser (CRD 317325). Regulatory assets under management: $300.2M.
Compensation: % of AUM, Performance.
Clients served: Individuals, High net worth, Investment cos.
| Name | Role | Location |
|---|---|---|
| SEAN STERNBACH | MEMBER | SEATTLE, WA |
| Hart Arthur Williams | MEMBER, CCO | — |
| Taylor Jeffrey Heininger | MEMBER | — |
| WILLIAMS ARTHUR | MEMBER, CCO | — |
| Sternbach Sean | MEMBER | — |
| Heininger Taylor Jeffrey | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |