ROCKFORD GROUP INVESTMENT ADVISOR

ROCKFORD GROUP INVESTMENT ADVISOR of CARMEL, IN is an SEC-registered investment adviser (CRD 317946). Regulatory assets under management: $3.6M.

Registration

• CRD: 317946
• Type: Registered investment adviser
• Location: 303 CONGRESSIONAL BLVD, CARMEL, IN, 46032
• Phone: 317-689-7491
• Latest filing: 2026-01-08
• Regulatory AUM: $3.6M
• Discretionary AUM: $3.6M
• Clients: 1
• Accounts: 58

Business model

Compensation: % of AUM, Hourly, Other.

Clients served: Individuals, High net worth, Pensions, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 317946 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search