NEW ENGLAND FINANCIAL SERVICES

NEW ENGLAND FINANCIAL SERVICES of FALMOUTH, ME is an SEC-registered investment adviser (CRD 318440). Regulatory assets under management: $1.8M.

Registration

• CRD: 318440
• Type: Registered investment adviser
• Location: 4 FUNDY ROAD, FALMOUTH, ME, 04105
• Phone: 207-632-2020
• Latest filing: 2026-03-31
• Regulatory AUM: $1.8M
• Non-discretionary AUM: $1.8M
• Clients: 2
• Accounts: 9

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 318440 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search