VOYA INVESTMENT MANAGEMENT (UK) LIMITED of LONDON is an SEC-registered investment adviser (CRD 319170). Regulatory assets under management: $522.1M.
Compensation: % of AUM.
Clients served: Pooled vehicles, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Micheline Suzanne Faver | CHIEF COMPLIANCE OFFICER | — |
| Floris Hugo Godfried Van Den Berg | DIRECTOR | — |
| Robert Jay Presser | DIRECTOR | — |
| HAMMALIAN DEBORAH ANN | CHIEF COMPLIANCE OFFICER | — |
| STRUBEN WILLEM HENDRIK OLIVIER | DIRECTOR | — |
| VAN DEN BERG FLORIS HUGO GODFRIED | DIRECTOR | — |
| FAVER MICHELINE SUZANNE | CHIEF COMPLIANCE OFFICER | — |
| SIMONOFF KEVIN ANDREW | DIRECTOR | — |
| Presser Robert NMN | DIRECTOR | — |
| PRESSER ROBERT JAY | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2013-06-10 | regulatory | MR. GRANOFF/ MS. JANIS IS A DIRECTOR OF ING POMONA PRIVATE EQUITY FUND (THE "FUND"), A CLOSED-END INVESTMENT FUND ORGANIZED AS A FUND-OF-FUNDS UNDER THE LAWS OF LUXEMBOURG. ON JUNE 10, 2013, THE LUXEMBOURG COMMISSION DE SURVEILLANCE DU SECTOR FINANCIER ("CSSF") ISSUED AN ORDER FINDING THAT THE ANNUA… | Final | $2K |