BURNHAM & COMPANY LLC of GRAND RAPIDS, MI is an SEC-registered investment adviser (CRD 319339). Regulatory assets under management: $129.5M.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pensions.
| Name | Role | Location |
|---|---|---|
| Adam Roland Trask | CHIEF COMPLIANCE OFFICER | — |
| Bobby Tsironis | OWNER | — |
| Trask Adam Roland | CHIEF COMPLIANCE OFFICER | — |
| TSIRONIS BOBBY | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-02-15 | civil | PLAINTIFF ALLEGES MISMANAGEMENT OF HER INVESTMENT ACCOUNTS RESULTING IN A BREACH OF FIDUCIARY DUTIES, MATERIAL MISSTATEMENTS OR OMISSIONS, AND NEGLIGENT MISREPRESENTATIONS | Final | $30K |