CORIENT PRIVATE WEALTH LP of MIAMI, FL is an SEC-registered investment adviser (CRD 319448). Regulatory assets under management: $165.3B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations.
| Name | Role | Location |
|---|---|---|
| Leonard Lawrence Curle Gullan | CHIEF OPERATING OFFICER | — |
| Scott William Akins | GENERAL COUNSEL | Miami, FL |
| Kurt Macalpine | CHIEF EXECUTIVE OFFICER | — |
| Andrew Mark Holmberg | HEAD OF SOLUTIONS | — |
| Julie Lynn Silcox | CHIEF MARKETING OFFICER | — |
| Stephen Chad Estep | CHIEF COMPLIANCE OFFICER | — |
| Peter Yoshi Watson | HEAD OF ALTERNATIVES | — |
| Francisco Tobias Marin | CHIEF FINANCIAL OFFICER | — |
| Darren Lee Henderson | HEAD OF US WEALTH ADVISORY | — |
| Alexander Eppler | HEAD OF CLIENT OPERATIONS | — |
| ESTEP STEPHEN CHAD | CHIEF COMPLIANCE OFFICER | — |
| NAKAMURA LARRY TRISTON | CHIEF COMPLIANCE OFFICER | — |
| MUNI AMIT | CHIEF FINANCIAL OFFICER; EVP, CHIEF FINANCIAL OFFICER | — |
| AKINS SCOTT WILLIAM | GENERAL COUNSEL; SVP, GENERAL COUNSEL | — |
| MACALPINE KURT | CHIEF EXECUTIVE OFFICER | — |
| WATSON PETER YOSHI | HEAD OF ALTERNATIVES | — |
| ROSS JAIME EMERSON | EXECUTIVE VICE PRESIDENT | — |
| Gullan Leonard Lawrence Curle | CHIEF OPERATING OFFICER; EVP, CHIEF OPERATING OFFICER | — |
| Holmberg Andrew Mark | EXECUTIVE VICE PRESIDENT AND HEAD OF SOLUTIONS; HEAD OF SOLUTIONS | — |
| SILCOX JULIE LYNN | CHIEF MARKETING OFFICER; EVP AND CHIEF MARKETING OFFICER | — |
| TOBIAS MARIN FRANCISCO | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-06-12 | regulatory | DUE TO AN OUTSTANDING INTRA-INDUSTRY ARBITRATION AWARD IN FAVOR OF MR. FRANKFORT'S FORMER EMPLOYER, FINRA INITIATED A PROCEEDING ON JUNE 12, 2025 REGARDING THE POTENTIAL SUSPENSION OF MR. FRANKFORT FROM ASSOCIATING WITH ANY FINRA MEMBER FIRMS. | Pending | — |