PIVOTAL WEALTH AND TAX

PIVOTAL WEALTH AND TAX of PRESTON, MN is an SEC-registered investment adviser (CRD 321023). Regulatory assets under management: $17.4M. This firm reports disciplinary history on Form ADV.

Registration

• CRD: 321023
• Type: Registered investment adviser
• Location: 141 FILLMORE ST W, PRESTON, MN, 55965
• Phone: 507-458-3897
• Latest filing: 2026-03-31
• Regulatory AUM: $17.4M
• Discretionary AUM: $17.4M
• Clients: 4
• Accounts: 317

Business model

Compensation: % of AUM, Hourly, Fixed, Subscription.

Clients served: Individuals, High net worth, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 321023 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search