UPSTATE FINANCIAL PLANNING, LLC

UPSTATE FINANCIAL PLANNING, LLC is an SEC-registered investment adviser (CRD 321092). Regulatory assets under management: $12.4M.

Registration

• CRD: 321092
• Type: Registered investment adviser
• Phone: 864-416-1214
• Latest filing: 2026-02-16
• Regulatory AUM: $12.4M
• Discretionary AUM: $11.2M
• Non-discretionary AUM: $1.2M
• Clients: 1
• Accounts: 33

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 321092 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search