OCP ASIA (AUSTRALIA) PTY LIMITED of SYDNEY is an SEC exempt reporting adviser (CRD 321639).
| Name | Role | Location |
|---|---|---|
| Wilson Michael | PARTNER; TRUSTEE | Vancouver, A1 |
| Stuart Michael Wilson | PARTNER; TRUSTEE | Singapore, U0 |
| Teall Nathaniel Edds | PARTNER; SHAREHOLDER | Singapore, U0 |
| Colin Anthony Smith | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | — |
| Nicholas Ross Cusack | DIRECTOR; CHIEF OPERATING OFFICER | — |
| Daniel Ross Simmons | PARTNER; SHAREHOLDER | Singapore, U0 |
| Ernest Lip Keong Lee | PARTNER | Singapore, U0 |
| SMITH SHAWN ANTHONY | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | — |
| EDDS TEALL NATHANIEL | PARTNER; SHAREHOLDER | — |
| CUSACK NICHOLAS ROSS | DIRECTOR; CHIEF OPERATING OFFICER | — |
| SIMMONS DANIEL ROSS | PARTNER; SHAREHOLDER | — |
| Nicolas Ross Cusack | DIRECTOR; CHIEF OPERATING OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-04-12 | regulatory | AN AFFILIATE OF OCP ASIA (AUSTRALIA) PTY LIMITED (THE "FIRM"), OL MASTER (SINGAPORE FUND 1)PTE. LIMITED, ACQUIRED SHARES IN AN AUSTRALIAN LISTED COMPANY ON MARKET. A COUNTERPARTY TO DEBT INSTRUMENTS ENTERED INTO BY THAT AFFILIATE DEFAULTED UNDER THOSE ARRANGEMENTS AND ALLEGED TO THE AUSTRALIAN TAKEO… | Final | — |