| Edward James Rogers | CHIEF EXECUTIVE OFFICER, DIRECTOR & RESPONSIBLE OFFICER; DIRECTOR & OWNER | Georgetown, Grand Cayman, E9 |
| Sandeep Singh Mand | MANAGING DIRECTOR & RESPONSIBLE OFFICER | — |
| Pui Man Sharon Yu | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER & RESPONSIBLE OFFICER | — |
| Leonard Umantz | RESPONSIBLE OFFICER | — |
| ROGERS RICHARD JAMES | CHIEF EXECUTIVE OFFICER, DIRECTOR & RESPONSIBLE OFFICER; DIRECTOR & OWNER | — |
| Mand Sandeep Singh | MANAGING DIRECTOR & RESPONSIBLE OFFICER | — |
| Yu Pui Man Sharon | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER & RESPONSIBLE OFFICER | — |
| UMANTZ LEONARD | RESPONSIBLE OFFICER | — |
| LEUNG SAM | CHIEF OPERATING OFFICER | — |