BREAKWATER WEALTH MANAGEMENT

BREAKWATER WEALTH MANAGEMENT is an SEC-registered investment adviser (CRD 322057). Regulatory assets under management: $35.8M.

Registration

• CRD: 322057
• Type: Registered investment adviser
• Phone: 302-500-3505
• Latest filing: 2026-04-24
• Regulatory AUM: $35.8M
• Discretionary AUM: $16.3M
• Non-discretionary AUM: $19.5M
• Clients: 1
• Accounts: 83

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 322057 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search