COINBASE ASSET MANAGEMENT, LLC of STAMFORD, CT is an SEC-registered investment adviser (CRD 322174). Regulatory assets under management: $840.5M.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Charles Eric Peters | CHIEF EXECUTIVE OFFICER | Stamford, CT |
| Glenn Cardozo Cross | CHIEF COMPLIANCE OFFICER | — |
| Matt Joseph Lundy | CHIEF OPERATING OFFICER; INTERIM CHIEF OPERATING OFFICER | — |
| WILLIAMS DEBORAH ANN | CHIEF COMPLIANCE OFFICER | — |
| HOWARD ALAN ELDAD | LIMITED PARTNER | — |
| PETERS AULANA LOUISE | TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT | — |
| PETERS C ERIC | CHIEF EXECUTIVE OFFICER; TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT | — |
| BURGESS JASMINE CHRISTINA | CHIEF OPERATING OFFICER | — |
| WALLIN WILLIAM GERARD | CHIEF COMPLIANCE OFFICER | — |
| SMITH TIMOTHY ARMSTRONG | CHIEF COMPLIANCE OFFICER | — |
| CROSS GLENN CARDOZO | CHIEF COMPLIANCE OFFICER | — |
| LUNDY MATT JOSEPH | INTERIM CHIEF OPERATING OFFICER | — |
| Anthony Jacob Theos Bassili | PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-06-06 | regulatory | ON JUNE 6, 2023, THE SECURITIES AND EXCHANGE COMMISSION FILED A COMPLAINT (THE "SEC COMPLAINT") IN THE SOUTHERN DISTRICT OF NEW YORK AGAINST COINBASE GLOBAL, INC. ("CBG") AND COINBASE INC. ("CBI") (23 CIV. 4738). CBG IS AN ADVISORY AFFILIATE OF COINBASE ASSET MANAGEMENT, LLC ("CBAM") BECAUSE CBAM IS… | Pending | — |
| 2023-06-06 | regulatory | ON JUNE 6, 2023, THE SECURITIES AND EXCHANGE COMMISSION FILED A COMPLAINT (THE "SEC COMPLAINT") IN THE SOUTHERN DISTRICT OF NEW YORK AGAINST COINBASE GLOBAL, INC. ("CBG") AND COINBASE INC. ("CBI") (23 CIV. 4738). CBG IS AN ADVISORY AFFILIATE OF COINBASE ASSET MANAGEMENT, LLC ("CBAM") BECAUSE CBAM IS… | Final | — |