THOMPSON FINANCIAL TRANSITIONS INC.

THOMPSON FINANCIAL TRANSITIONS INC. of WHITE BEAR LAKE, MN is an SEC-registered investment adviser (CRD 322562). Regulatory assets under management: $46.5M.

Registration

• CRD: 322562
• Type: Registered investment adviser
• Location: 1895 COUNTY RD E E, WHITE BEAR LAKE, MN, 55110
• Phone: 651-328-6386
• Latest filing: 2026-04-06
• Regulatory AUM: $46.5M
• Discretionary AUM: $46.5M
• Clients: 1
• Accounts: 290

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 322562 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search