ADVENT CAPITAL STRATEGIES, LLC

ADVENT CAPITAL STRATEGIES, LLC is an SEC-registered investment adviser (CRD 323372). Regulatory assets under management: $5.6M.

Registration

• CRD: 323372
• Type: Registered investment adviser
• Phone: 425-835-2472
• Latest filing: 2026-06-26
• Regulatory AUM: $5.6M
• Discretionary AUM: $5.3M
• Non-discretionary AUM: $296K
• Clients: 1
• Accounts: 122

Business model

Compensation: % of AUM, Fixed.

Clients served: High net worth, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 323372 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search