TRADEWINDS ASSET MANAGEMENT, LLC of PORTLAND, OR is an SEC-registered investment adviser (CRD 323879). Regulatory assets under management: $135.1M.
Compensation: % of AUM, Performance.
Clients served: Individuals, High net worth, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Constantine Andrew Pelos | CHIEF COMPLIANCE OFFICER | — |
| Christian Samuel D'Urso | PRINCIPAL | — |
| James Paul Spangler | CHIEF OPERATING OFFICER | — |
| PELOS CONSTANTINE ANDREW | CHIEF COMPLIANCE OFFICER | — |
| D'URSO CHRISTIAN SAMUEL | PRINCIPAL | — |
| Spangler James Paul | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |