UNITED ADVISOR GROUP, LLC of CINCINNATI, OH is an SEC-registered investment adviser (CRD 324205). Regulatory assets under management: $1.4B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
Showing 25 of 27 people.
| Name | Role | Location |
|---|---|---|
| Raymond Steven Gettins | CHIEF COMPLIANCE OFFICER | — |
| Brian William Yeakley | PARTNER | — |
| Craig Michael Connolly | PARTNER | — |
| Howard Edward Rightsell | PARTNER | — |
| Kevin Michael Komar | PARTNER | — |
| Jeremy Chad Ftacek | PARTNER | — |
| Steven Derek Loveless | PARTNER | — |
| Victor Ledoux | PARTNER | — |
| John Robert Crane | PARTNER | — |
| Robbie Gene Beucler | PARTNER | — |
| Sheridan P Murphy | PARTNER | — |
| Craig Joseph Wright | PARTNER | — |
| Charles Gregory Orcutt | PARTNER | — |
| MURPHY EDWARD P | PARTNER | — |
| WRIGHT STEVEN JOSEPH | PARTNER | — |
| CRANE JOSEPH ROBERT | PARTNER | — |
| CONNOLLY CRAIG MICHAEL | MANAGING MEMBER; MEMBER; PARTNER | — |
| Gettins Raymond Steven | CHIEF COMPLIANCE OFFICER | — |
| YEAKLEY BRIAN WILLIAM | MEMBER; PARTNER | — |
| RIGHTSELL HOWARD EDWARD | MEMBER; PARTNER | — |
| KOMAR KEVIN MICHAEL | MEMBER; PARTNER | — |
| ORCUTT CHARLES GREGORY | PARTNER | — |
| FTACEK JEREMY CHAD | PARTNER | — |
| Loveless Steven Derek | PARTNER | — |
| Ledoux Victor | PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-02-18 | regulatory | IN APRIL 2026, THE ARIZONA CORPORATION COMMISSION ENTERED A CONSENT ORDER AGAINST UNITED ADVISOR GROUP, LLC RELATING TO TWO INVESTMENT ADVISER REPRESENTATIVES IN ARIZONA WHO PROVIDED ADVISORY SERVICES FOR COMPENSATION BEFORE ALL STATE LICENSING REQUIREMENTS HAD BEEN SATISFIED. THE FIRM CONSENTED TO… | Final | $35K |
| — | regulatory | — | — | — |