CITI GLOBAL ALTERNATIVES, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 324457). Regulatory assets under management: $24.4B.
Compensation: % of AUM, Fixed, Performance, Other.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Scott Perry Spilkevitz | CHIEF COMPLIANCE OFFICER | — |
| Daniel Glenn Odonnell | CHIEF EXECUTIVE OFFICER | — |
| Trudi Gilligan | CHIEF LEGAL OFFICER | — |
| Maite Bustelo Arrechea | AML COMPLIANCE OFFICER | — |
| Scott Rindos | DIRECTOR | — |
| Kerry Knowles White | DIRECTOR | — |
| ODONNELL DANIEL GLENN | CHIEF EXECUTIVE OFFICER | — |
| SPILKEVITZ SCOTT PERRY | CHIEF COMPLIANCE OFFICER | — |
| GILLIGAN TRUDI | CHIEF LEGAL OFFICER | — |
| SALIBA RAMSEY | CFO/FINOP/PFO | — |
| BUSTELO ARRECHEA MAITE | AML COMPLIANCE OFFICER | — |
| Elofir Mehdi | CHIEF OPERATING OFFICER | — |
| Rindos Scott | DIRECTOR | — |
| SUTTON JEFFREY ALAN | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-10-07 | regulatory | THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM ("FED") IDENTIFIED SIGNIFICANT ONGOING DEFICIENCIES IN IMPLEMENTATION AND EXECUTION BY CITIGROUP WITH RESPECT TO VARIOUS AREAS OF RISK MANAGEMENT AND INTERNAL CONTROLS, INCLUDING FOR DATA QUALITY MANAGEMENT AND REGULATORY REPORTING, COMPLIANCE RIS… | Final | — |
| 2015-05-20 | regulatory | ON MAY 20, 2015, CITIGROUP INC. ("CITIGROUP") CONSENTED TO THE ISSUANCE OF AN ORDER TO CEASE AND DESIST AND ORDER OF ASSESSMENT OF A CIVIL MONEYPENALTY (THE "ORDER") BY THE U.S. BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM ("FRB"). CITIGROUP AGREED TO PAY A PENALTY OF $342 MILLION AND TOFURTHER… | Final | $342.0M |
| 2014-07-11 | regulatory | THE DOJ AND STATE AGS ALLEGED THAT CITI MISREPRESENTED THE QUALITY AND CHARACTERISTICS OF THE MORTGAGE LOANS IT SECURITIZED AND SOLD TO INVESTORS,INCLUDING THAT THE LOANS WERE ORIGINATED IN ACCORDANCE WITH UNDERWRITING GUIDELINES AND IN COMPLIANCE WITH FEDERAL, STATE AND LOCAL LAWS ANDREGULATIONS. T… | Final | $4.5B |
Showing 15 of 180 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| DGP V OWNERSHIP OFFSHORE FEEDER FUND, LTD. | Other Private Fund | Cayman Islands | 771 | $1.1B | $250K |
| HH PRE-IPO OFFSHORE FEEDER FUND IV, L.P. | Other Private Fund | Cayman Islands | 911 | $1.1B | $250K |
| COF III OFFSHORE FEEDER FUND, LTD. | Other Private Fund | Cayman Islands | 306 | $719.2M | $250K |
| DGP OWNERSHIP OFFSHORE FEEDER FUND, L.P. | Other Private Fund | Cayman Islands | 386 | $671.6M | $250K |
| DGP IV OWNERSHIP OFFSHORE FEEDER FUND, L.P. | Other Private Fund | Cayman Islands | 222 | $600.3M | $250K |
| HEDGEFORUM TCI, LTD | Other Private Fund | Cayman Islands | 412 | $592.9M | $100K |
| HEDGEFORUM PORTFOLIOS S.A. - HF CORE | Other Private Fund | Luxembourg | 84 | $535.8M | $500K |
| ICG V GP-LED SECONDARY OFFSHORE FEEDER FUND, LTD. | Other Private Fund | Cayman Islands | 351 | $470.3M | $250K |
| PE BLUE OWL GP STAKES VI OFFSHORE FEEDER FUND, LTD. | Other Private Fund | Cayman Islands | 356 | $454.8M | $250K |
| DGP V OWNERSHIP ONSHORE FEEDER FUND, L.P. | Other Private Fund | Delaware | 395 | $450.6M | $250K |
| HH PRE-IPO OFFSHORE FEEDER FUND III, L.P. | Other Private Fund | Cayman Islands | 449 | $448.3M | $250K |
| DGP IV OWNERSHIP ONSHORE FEEDER FUND, L.P. | Other Private Fund | Delaware | 259 | $431.1M | $250K |
| PCF III OFFSHORE FEEDER FUND, LTD. | Other Private Fund | Cayman Islands | 266 | $422.5M | $250K |
| EUROPE AMERICAS IX OFFSHORE FEEDER FUND, L.P. | Other Private Fund | Cayman Islands | 333 | $398.7M | $250K |
| PERE PORTFOLIOS S.C.A SICAV-RAIF, NGT III OFFSHORE FEEDER SUB-FUND | Other Private Fund | Luxembourg | 337 | $380.8M | $250K |
| City | State | Employees | Phone |
|---|---|---|---|
| JERSEY CITY | NJ | 18 | 212-559-0401 |
| JERSEY CITY | NJ | 18 | 212-559-0401 |
| BOSTON | MA | 9 | 617-717-9029 |
| MIAMI | FL | 3 | 3056795294 |
| BEVERLY HILLS | CA | 1 | (213) 239-1556 |
| DENVER | CO | 1 | 303-728-8420 |
| TAMPA | FL | 0 | 813-604-9836 |
| NEW YORK | NY | 0 | (212) 559-3917 |