COMMONWEALTH FINANCIAL SERVICES, LLC.

COMMONWEALTH FINANCIAL SERVICES, LLC. of VIENNA, WV is an SEC-registered investment adviser (CRD 324930). Regulatory assets under management: $994.7M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other.

Officers, owners & control persons (10)

NameRoleLocation
Daniel Lee SpurgeonOWNER & FINANCIAL ADVISOR; PARTNER, CHIEF INVESTMENT OFFICER, FINANCIAL ADVISOR
Michael Charles SeeseCO-FOUNDER / OWNER, CAO, & FINANCIAL ADVISOR; CO-FOUNDER / OWNER & FINANCIAL ADVISOR
Matthew David RothchildCHIEF COMPLIANCE OFFICER
Shanell JeffreyCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, PARTNERParkersburg, WV
Tyler Andrew BrautiganSHAREHOLDER, FINANCIAL ADVISOR
Todd Edward KimpelCO-FOUNDER / OWNER & FINANCIAL ADVISOR
KIMPEL TODD EDWARDCO-FOUNDER / OWNER & FINANCIAL ADVISOR
SEESE MICHAEL CHARLESCO-FOUNDER / OWNER & FINANCIAL ADVISOR; CO-FOUNDER / OWNER & FINANCIAL ADVISOR / CCO
ROTHCHILD MATTHEW DAVIDCHIEF COMPLIANCE OFFICER
SPURGEON DANIEL LEEOWNER & FINANCIAL ADVISOR

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