UP FINANCIAL USA INC.

UP FINANCIAL USA INC. of CALGARY, ALBERTA is an SEC-registered investment adviser (CRD 326602). Regulatory assets under management: $4.1M.

Registration

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth.

Officers, owners & control persons (4)

NameRoleLocation
Elijah Cody KirchmaierDIRECTOR; DIRECTOR AND CHIEF COMPLIANCE OFFICER—
Nathan Arthur WoodDIRECTOR—
WOOD GERALD ARTHURDIRECTOR—
KIRCHMAIER ELIJAH CODYDIRECTOR; DIRECTOR AND CHIEF COMPLIANCE OFFICER—

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