16ROCK ASSET MANAGEMENT LLC

16ROCK ASSET MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 326709). Regulatory assets under management: $66.9M.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Investment cos.

Officers, owners & control persons (6)

NameRoleLocation
John Joseph LeeCHIEF COMPLIANCE OFFICERNew York, NY
Richard Jed McCarthyMEMBER / CO-PORTFOLIO MANAGERNew York, NY
James Tracy PruskowskiMEMBER—
LEE JOHN JOSEPHCHIEF COMPLIANCE OFFICER—
MCCARTHY RICHARD JEDMEMBER / CO-PORTFOLIO MANAGER—
PRUSKOWSKI JAMES TRACYMEMBER—

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
16ROCK MUNICIPAL OPPORTUNITIES FUND LPHedge FundDelaware15$13.6M$500K

Fund service providers (3)

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