WOLFE RESEARCH ADVISORS, LLC
WOLFE RESEARCH ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 326717).
Registration
- CRD: 326717
- SEC file number: 801-128154
- Type: Registered investment adviser
- Location: 757 3RD AVENUE, NEW YORK, NY, 10017
- Phone: 646-845-0700
- Latest filing: 2026-03-31
- Clients: 209
Business model
Compensation: Subscription, Other.
Clients served: Pensions, Corporations, Other.
Officers, owners & control persons (9)
Disclosures (2)
| Initiated | Type | Allegations | Status | Amount |
|---|
| 2022-03-23 | regulatory | WR SECURITIES, LLC DBA WOLFE RESEARCH SECURITIES A BROKER DEALER AFFILIATE HAD A TRADING DESK WHICH WAS FINED BY FINRA. THE FINE WAS RELATED TO A GLITCH IN THE VENDOR'S ORDER MANAGEMENT SYSTEM ("OMS") THAT CAUSED UNINTENTIONAL BUT INACCURATE TRADING VOLUME ADVERTISEMENTS TO BE PUBLISHED. BETWEEN THE… | Final | $100K |
| — | regulatory | — | — | — |
Private funds (1)
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|
| WAM BOSE, LLC | Private Equity Fund | Delaware | 8 | $2.0M | $50K |
Branch offices (3)
| City | State | Employees | Phone |
|---|
| SAN FRANCISCO | CA | 8 | (415) 878-6440 |
| SAN FRANCISCO | CA | 8 | (415) 878-6440 |
| BOSTON | MA | 7 | (617) 313-7801 |
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