ROC360 ADVISORS LLC

ROC360 ADVISORS LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 326954). Regulatory assets under management: $1.4B.

Registration

Business model

Compensation: % of AUM, Performance, Other.

Clients served: Investment cos.

Officers, owners & control persons (26)

Showing 25 of 26 people.

NameRoleLocation
Gregory Nmn SonisCHIEF FINANCIAL OFFICER
Arvind Nmn RaghunathanFOUNDER AND OWNER; FOUNDER AND OWNER, PARTNER
Andrew Michael WhelanPRESIDENT
Michael Raymond BennettCHIEF REVENUE OFFICER
Nicholas J RossettiPORTFOLIO MANAGER
Eric Zell AbramovichOWNER
Maksim Nmn StavinskyOWNER AND CHIEF EXECTIVE OFFICER
Lauren DemasiCHIEF LEGAL OFFICER
Shangzheng ChenPORTFOLIO MANAGER
Susan Lynn TerenzioCHIEF COMPLIANCE OFFICER
Gregory Wayne MaccordyCHIEF COMPLIANCE OFFICER
RAGHUNATHAN ARVINDFOUNDER AND CHIEF EXECUTIVE OFFICER
MACCORDY GREGORY WAYNECHIEF COMPLIANCE OFFICER
WHELAN MATTHEW MICHAELCHIEF OPERATING OFFICER; PRESIDENT
STAVINSKY MAKSIMCHIE FEXECUTIVE OFFICER
SONIS GREGORYCHIEF FINANCIAL OFFICER
Glidewell GailCHIEF LEGAL OFFICER
BENNETT MICHAEL RCHIEF REVENUE OFFICER
RAGHUNATHAN ARVIND NMNFOUNDER AND CHIEF EXECUTIVE OFFICER
SONIS GREGORY NMNCHIEF FINANCIAL OFFICER
GLIDEWELL GAIL NMNCHIEF LEGAL OFFICER
BENNETT MICHAEL RAYMONDCHIEF REVENUE OFFICER
ROSSETTI NICHOLAS JPORTFOLIO MANAGER
Abramovich Eric ZellOWNER
STAVINSKY MAKSIM NMNCHIE FEXECUTIVE OFFICER; OWNER

Private funds (4)

FundTypeFormedOwnersGross asset valueMin investment
ROC360 FEEDER I LLCOther Private FundDelaware2$85.2M
ROC360 FEEDER II LPOther Private FundDelaware14$68.6M
ROC360 FEEDER III-A LLCOther Private FundDelaware2$64.7M
ROC360 FEEDER III-B LPOther Private FundDelaware5$60.7M

Branch offices (1)

CityStateEmployeesPhone
MADRID144550002

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