ALBA FINANCIAL LLC

ALBA FINANCIAL LLC of COUNCIL BLUFFS, IA is an SEC-registered investment adviser (CRD 327309). Regulatory assets under management: $3.8M.

Registration

• CRD: 327309
• Type: Registered investment adviser
• Location: 409 W BROADWAY, COUNCIL BLUFFS, IA, 51503
• Phone: 4023056732
• Latest filing: 2026-03-31
• Regulatory AUM: $3.8M
• Discretionary AUM: $2.9M
• Non-discretionary AUM: $887K
• Clients: 1
• Accounts: 28

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Corporations.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 327309 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search